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Royston Carr Asset Management — Austrian FMA warning

The Austrian Financial Market Authority (FMA) issued a warning on 7 February 2019 about Royston Carr Asset Management and www.roystoncarr.com. The regulator described its apparent registered address as being in New Taipei City, Taiwan.

Authorisation finding

The FMA stated that the provider was not entitled to offer investment services in Austria requiring a licence. It specifically identified commercial investment advice concerning financial instruments.

The apparent overseas address is an identifying detail in the notice, not confirmation of a licensed office. The authorisation finding does not establish the details of a particular complaint or a recovery outcome.

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